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Date: Wed Feb 07 2001 - 06:30:27 CST

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    *******************************************************************************
    * *
    * This is an update to an existing patch... *
    * *
    * Online links can be found at *
    * http://ftp.support.compaq.com/patches/public/vms/vax/v6.2/vaxrms04_062.README
    *******************************************************************************

    TITLE: OpenVMS VAXRMS04_062 VAX 6.2 RMS/CONVERT ECO Summary

    New Kit Date : 07-FEB-2001
    Modification Date: Not Applicable
    Modification Type: Updated Kit Supersedes VAXRMS03_062
     
    NOTE: An OpenVMS saveset or PCSI installation file is stored
           on the Internet in a self-expanding compressed file.
     
           For OpenVMS savesets, the name of the compressed saveset
           file will be kit_name.a-dcx_vaxexe for OpenVMS VAX or
           kit_name.a-dcx_axpexe for OpenVMS Alpha. Once the OpenVMS
           saveset is copied to your system, expand the compressed
           saveset by typing RUN kitname.dcx_vaxexe or kitname.dcx_alpexe.
     
           For PCSI files, once the PCSI file is copied to your system,
           rename the PCSI file to kitname-dcx_axpexe.pcsi, then it can
           be expanded by typing RUN kitname-dcx_axpexe.pcsi. The resultant
           file will be the PCSI installation file which can be used to install
           the ECO.
     

     
    Copyright (c) Compaq Computer Corporation 2001. All rights reserved.

    OP/SYS: DIGITAL OpenVMS VAX

    COMPONENT: RMS - RMS.EXE
                CONVERT CONVSHR.EXE
                           CONVERT.EXE
                           RECLAIM.EXE

    SOURCE: Compaq Computer Corporation

    ECO INFORMATION:

         ECO Kit Name: VAXRMS04_062
         ECO Kits Superseded by This ECO Kit: VAXRMS03_062
                                               VAXRMS02_062
                                               VAXRMS01_062
         ECO Kit Approximate Size: 810 Blocks
         Kit Applies To: OpenVMS VAX V6.2
         System/Cluster Reboot Necessary: Yes
         Rolling Reboot Supported - Yes
         Installation Rating: INSTALL_1
                               1 - To be installed on all systems running
                                   the listed version(s) of OpenVMS.

         Kit Dependencies:

           The following remedial kit(s) must be installed BEFORE
           installation of this kit:

             None

           In order to receive all the corrections listed in this
           kit, the following remedial kits should also be installed:

             None

    ECO KIT SUMMARY:

    An ECO kit exists for RMS/CONVERT on OpenVMS VAX V6.2. This kit
    addresses the following problems:

    PROBLEMS ADDRESSED IN VAXRMS04_062 KIT:

      o Mark the Buffer Descriptor as busy for asynch multistreamed
         block IO autoextends.

         Performing multistreamed asynchronous Block IO to a sequential
         file could result in random data corruption and/or sporadic
         SS$_BADPARAM errors if an autoextend occurs.

      o Fix to prevent an inconsistent primary index structure.

         This problem is characterized by an ANALYZE/RMS_FILE of an
         indexed file reporting the following error: "Index bucket
         references missing data bucket with VBN nnn"

         When the index bucket is examined, the problem is determined
         to be that the primary index structure has duplicate index
         entries. There should never be duplicate entries in the index
         structure.

         Any file that has a prevalence of deleted records as the last
         records in a data bucket that is subsequently a candidate for
         a bucket split could potentially encounter this problem.

         A convert of the file will rebuild the primary index structure
         and leave the file in a consistent state.

         This problem is fixed in OpenVMS VAX V7.2.

      o Fix to prevent the creation of a corrupt file structure with
         repeated calls to the CONVERT callable interface.

         Under rare circumstances, repeated calls to the CONVERT
         callable interface from within an application can produce a
         file with a corrupted file structure. The conditions that
         must exist for this to occur are as follows:

          + The previous file processed must have allowed duplicates
             on the last key

          + The last data bucket of the file must be part of a
             duplicate chain.

      o Fix convert/reclaim of RU_DELETED records.

         A CONVERT/RECLAIM of a fixed record length file with no
         compression enabled that has been used with RU journaling may
         inappropriately reclaim buckets containing valid user records.
         This results in data loss.

         This problem is fixed in OpenVMS VAX V7.2.

      o Prevent RMS pool corruption when accessing bad .DIR file

         Access to a corrupted directory could result in the user's
         process being deleted from the system through an EXEC mode
         exception (a system bugcheck would occur if the SYSGEN
         parameter BUGCHECKFATAL were set).

      o Fix IORNDN non-fatal bugchecks caused by busy RMS stream.

         Processes may disappear with RMS IORNDN non-fatal bugchecks
         when an EXIT is requested by an Executive-mode subsystem (such
         as ACMS). This is a very small timing window, so processes
         with a large number of files increases the probability of the
         problem occurring.

    Problems addressed in the VAXRMS03_062 ECO kit:

      o A fix was done for explicit $extend to a relative file.

         The last data record(s) added at the end of a relative file
         may be lost (overwritten) after an "explicit" call to the RMS
         $EXTEND service for a relative file that is being shared by
         two or more concurrent writers. This problem is restricted to
         an explicit $EXTEND; autoextends done transparently by RMS for
         a relative file work correctly.

         NOTE: Until this remedial kit can be installed, this problem
         can be prevented by not doing any explicit $EXTEND for a
         shared write relative file. Let the autoextend feature of RMS
         take care of any extends needed. See "Relative File Extend
         Size" section in chapter 3 (Performance Considerations) of the
         Guide to OpenVMS File Applications for a description of how
         RMS derives the value it uses for its autoextend feature.

      o A fix was done for appender lock timing window hang for shared
         write, RU journaled sequential file.

         This hang requires all of the following conditions: a shared
         write sequential file, multi record streaming enabled, RU
         journaling enabled on the file, and heavy write contention
         among sharers at the end-of-file. It has only been reported
         by one site, and even then there was a lapse of over one year
         between two occurrences.

      o It is possible for an indexed file with more than one
         secondary key allowing no duplicates to show an inconsistent
         total number of data records as being accessible via two or
         more of the secondary keys. In order for this problem to
         occur, the file must have RU journaling enabled. As part of
         an RU transaction, a secondary data record must be deleted in
         one of the nonduplicate secondary keys (will be marked
         RU-DELETED) and then an attempt must be made to add a
         duplicate key value to another nonduplicate secondary key as
         part of a $PUT operation, which results in a duplicate (DUP)
         error.

         As part of the recovery triggered by the DUP error, the
         secondary key value marked as RU-DELETED will not be
         recovered. This will leave the file with an inconsistent
         secondary key. However, the primary key contents will be
         intact and correct, and a convert of the file will rebuild the
         secondary indexes and leave the file in a consistent state.

      o A XABITM stored semantics attribute fix was done for the SMFS
         (Sequential Media File System) device.

         Stored semantics is a file attribute used to indicate that a
         file contains compound documents (i.e., contains a number of
         integrated components including text, graphics, and scanned
         images). Support for setting this file attribute is provided
         through RMS using an item list XAB (XABITM) user interface.

         In specifying the item list for setting this attribute
         (XAB$_STORED_SEMANTICS), a user may request a return length
         (the length of the stored semantics ACE added by the file
         system to the file). RMS, without the fix. returns a length
         of zero if the file is on a SMFS device, despite the fact that
         the stored semantics attribute was successfully added to the
         file.

      o A fix was done to dynamically reflect file protection changes
         cluster wide for files that are INSTALLED with the /OPEN
         qualifier.

         Changes to the security profile of a file that was installed
         with the /OPEN qualifier were not reflected cluster wide until
         an INSTALL/REPLACE was performed on each node. With this
         correction, the protection information is dynamically
         propagated.

      o A fix was done to properly handle a special bucket split case
         to prevent an exec-mode ACCVIO occurring during a bucket
         split.

         This problem is restricted to a file with KEY compression
         enabled containing a secondary key allowing duplicates with a
         nearly full SIDR data bucket. An ACCVIO (access violation)
         may occur during a bucket split operation if both the last
         valid record in the bucket contains a long list of duplicates
         and starts before the calculated split point and the memory
         page adjacent to the page mapping the current buffer is not
         valid.

         If the SYSGEN parameter BUGCHECKFATAL is not enabled, then the
         process will be terminated; if it is enabled, then the system
         will crash with a SSRVEXCEPT ACCVIO. The file will not be
         left corrupted. A temporary workaround, if this problem ever
         occurs on a file, would be to convert the file using a revised
         FDL, in which key compression is disabled until the remedial
         kit is applied.

      o A fix was done to correct a unique situation where the delete
         of a record in a file with key compression enabled could
         possibly cause the resulting key expansion to overflow the
         current bucket.

         This problem is restricted to a file with key compression
         enabled. A nonfatal RMS bugcheck (R2 value FFFFFFD4 (Internal
         ISAM Error)) could occur during a record delete operation on a
         prologue 3 file. The ISAM error would be returned when the
         deletion of a record caused the expansion of the compressed
         key value of the next record in the bucket to exceed the
         available space in the data bucket.

         This would occur if the primary data bucket containing the key
         was nearly full and the record that followed the record being
         deleted was compressed to the extent that only one physical
         byte of the key was stored in the data record.

         The file will not be left corrupted. A temporary workaround,
         if this problem ever occurs on a file, would be to convert the
         file using a revised FDL in which key compression is disabled
         until the remedial kit is applied.

      o A fix was done to prevent process hangs when RMS rundown is
         invoked from within an EXEC-mode AST.

         If RMS rundown is invoked from within an EXEC-mode AST, the
         process will hang indefinitely waiting on the delivery of
         pending ASTs. As documented in Section 2.5 of the RMS
         Reference Manual, RMS services should not be called from
         within an EXEC-mode AST. If however, an EXEC-mode AST routine
         fails due to an unhandled condition, RMS rundown will be
         indirectly invoked by the image exit (resulting in a process
         hang).

         The rundown routine has been modified to abort RMS rundown
         with an RMS$_BUSY return status if it has been invoked from
         within an EXEC-mode AST.

      o A fix was done to prevent a nonfatal RMS bugcheck (ENQDEQFAIL)
         when a timeout on a lock request coincides with a system
         detected SS$_DEADLOCK condition for the same resource.

         If an RMS $GET is performed with the WAT and TMO options
         specified (wait for lock and timeout request after specified
         number of seconds) in the RAB$L_ROP (record options) field, it
         is possible for a nonfatal RMS bugcheck (ENQDEQFAIL;
         R2=FFFFFFF4) to be signaled when the timeout occurs. This can
         happen if an SS$_DEADLOCK condition is detected by the system
         (which cancels the lock request), but the timeout AST routine
         is triggered before RMS receives the AST notification that the
         request has been canceled.

      o A fix was done so that a RMS-F-FTM (network DAP file transfer
         mode does not permit operation) error is not returned
         inappropriately for a remote $FIND operation when the
         sequential-only (SQO) option is set in the FAB$L_FOP (file
         options) field and the access method used is sequential.

         When the SQO option is set, this error is only appropriate if
         either the keyed or record-file-address (RFA) access method is
         specified. The sequential access method should be allowed.

         This problem is fixed in the OpenVMS VAX V7.1 release.

      o A fix was done for an EXCHANGE/NETWORK user-mode access
         violation (accvio).

         This problem only occurs when the convert transfer_mode
         (/TRANSFER_MODE=CONVERT) option is used with a file that
         exceeds 255 blocks in size.

      o A %CONV-F-READERR converting undefined file format to fixed
         occurred.

         Converting a sequential file with an UNDEFINED record format
         to a FIXED record format aborts with following errors:

           %CONV-F-READERR, error reading <input filespec>
           -RMS-F-UBF, invalid user buffer

    Problems addressed in the VAXRMS02_062 ECO kit:

    NOTE: According to OpenVMS Engineering, the following fixes are
           included in the official OpenVMS VAX V7.1 software release.

      o This kit contains a fix for the compressed primary key problem
         that occurs in the context of record deletes being done using
         sequential access rather than keyed access.

         While sequentially walking through (accessing) the primary data
         records in an indexed file (a primary key is a string key with
         key compression enabled), a delete is done of one of the
         records. The following error may be returned when an attempt
         is made to sequentially access the next record:

            RMS-F-BUG, fatal RMS condition, process deleted.

         The file is not left corrupted. A convert of the file will
         leave the file in a consistent state.

         This problem is fixed in OpenVMS VAX V7.1.

      o For a file lock to be released, a process is delivered a blocking
         AST. Before the file lock is released, it has to release the
         lock it holds on the EOF buffer. A NOTLOCKED bugcheck is
         returned if the process is holding a PW (protected write) rather
         than an EX (exclusive) lock on the EOF buffer. A new routine
         in OpenVMS VAX V6.1 did not check for either EX or PW as it
         should have.

         This problem is fixed in OpenVMS VAX V7.1.

      o A loop may occur at the EXEC-MODE AST level during the deletion
         of network logical links. The process that loops cannot be
         deleted and will be an application that does network operations.

         RMS maintains a process cache of recent logical links for a
         period of time in an attempt to reuse them and save on image
         and process activations. When a link becomes inactive and is
         added to the cache, RMS deletes any links in surplus of three.
         In walking the link cache queue to delete these links, there
         is a potential race condition that could result in a stale
         pointer being used after a stall, which leads to the loop.

         This problem is fixed in OpenVMS VAX V7.1.

      o This kit contains an autoextend fix for a shared block I/O
         write which requires the use of the UPI option which disables
         any locking (file or EOF bucket).

         For this particular case with no locking synchronization,
         it is possible if two or more processes or two or more
         asynchronous streams are writing to a file, that two or more
         autoextends may occur concurrently. Though the file system
         will do the extends synchronously, the processing of the
         extend result may complete out of sequence and result in the
         FTL$_BADEBKHBK (R2=FFFFFFDC) RMS bugcheck.

         This problem is fixed in OpenVMS VAX V7.1.

      o The client/server may hang in detached RU recovery server.
         Given the right series of coincidences, both a client RMS
         process and the detached RU recovery server process can
         hang when the client accesses a file on which there is an open
         RU transaction. This is a VAX-specific problem.

         This problem is fixed in OpenVMS VAX V7.1.

      o An SDA-W-FAOERR error may occur when RMS FWA (File Work Area)
         is displayed. The contents of a buffer (LOGNAM) are being
         displayed after the space has been returned and reallocated
         for some other use.

         This problem is fixed in OpenVMS VAX V7.1.

      o The outlier area is not detected on an indexed file open. The
         RMS-F-AID error (invalid area ID) is not reported on the open
         of an indexed file with an XABALL declaration that has an area
         ID that is exactly one greater than the maximum number of areas
         in that indexed file. A check has been added for record I/O
         access. Block I/O access is excluded from this check.

         This problem is fixed in OpenVMS VAX V7.1.

    Problems addressed in the VAXRMS01_062 ECO kit:

      o The last chance handler needs to be more robust when a process
         that has a file opened with global buffers enabled is terminated
         with a STOP/ID. STOP/ID invokes the RMS abort last chance handler
         (RM$LAST_CHANCE). Problems addressed include:

         + A potential deadlock in the RMS last-chance handler if the
            same file is open more than once within a process or
            subprocess and it has global buffers set on it.

         + A potential fatal KRNLSTAKNV system crash due to nonfatal
            RMS bugchecks from failing $GETLKI calls which cause error
            rundown recursion until the stack fills up.

      o An ISAM RMS nonfatal bugcheck is returned by RM$EXPAND_KEY
         (module RM3PCKUNP). This bugcheck is forced if key expansion
         for the deletion of a secondary index data record (SIDR)
         overflows an SIDR data bucket.

         The current problem occurs in the context of an $UPDATE that
         changes a secondary key value (with key compression enabled)
         if both the SIDR data bucket freespace is exactly equal to the
         bucket size minus one and the key expansion of the next SIDR
         record (if any) results in a gain in bytes exactly equal to the
         number of bytes to be deleted. For both conditions to be
         satisfied makes the probability of this problem's occurrence
         rare.

         The update to the primary record will have been completed. The
         problem occurs during the delete operation to remove the old
         secondary key value after the new updated secondary key value
         has been added. The file is not left corrupted. A convert of
         the file will rebuild the secondary indices and leave the file
         in a consistent state.

         This problem is fixed in OpenVMS VAX V7.0.

      o An SIDR (secondary index data record) compressed key
         expansion problem could result in a corrupted SIDR bucket.
         The conditions that are required make the probability of its
         occurrence rare.

         For this problem to occur requires

           + The presence of many duplicate records for a secondary key;
           + A secondary key of a string type that is 9 bytes or more in
             length; and
           + A very particular key pattern which results in a number of
             bytes at the front of the key being compressed.

         The problem occurs in the context of a bucket split when the
         current design moves an entire SIDR array into a new bucket.
         It is possible that when the compressed secondary key for that
         SIDR array is expanded in its position as the first record in the
         new bucket, it may grow larger than the bucket.

         Since the problem is with a secondary key bucket, a convert
         will recover all the data records in the corrupted file.

         This problem is fixed in OpenVMS VAX V7.0.

      o In some cases, incomplete security success audit information
         is generated upon image activation of installed /OPEN images.

      o A Known File Entry (KFE) file open SSRVEXCEPT (Unexpected
         system service exception) may occur due to an ACCVIO in
         RM$KNOWNFILE (RMS0OPEN).

         Heavy concurrent INSTALL and F$FILE_ATTRIBUTE usage may cause
         locking conflicts accessing the KFE list, which can result in a
         bad KFE pointer being handed to RMS leading to ACCVIO.

         This problem is fixed in OpenVMS VAX V7.0.

      o The Statistics setting on a file may be lost from the FDL
         produced by ANALYZE/RMS/FDL. File monitoring is always set
         to 'no' whether it is enabled or not. The problem is not
         with ANALYZE[/RMS], but with RMS's processing of an XABITM list.

      o The following error will be reported in converting a VFC-format
         file to a fixed-format file using the /PAD qualifier:

         %LIB-F-BADBLOADR, bad block address

         The problem is restricted to a convert job that involves an
         input file with a VFC record format that is being converted to
         an output file with a fixed record format using the /PAD
         qualifier.

         This problem was introduced in OpenVMS V6.1 and is fixed in
         OpenVMS V7.0.

    INSTALLATION NOTES:

    This kit requires a system reboot. Compaq strongly recommends that
    a reboot is performed immediately after kit installation to avoid
    system instability

    If you have other nodes in your OpenVMS cluster, they must also be
    rebooted in order to make use of the new image(s). If it is not
    possible or convenient to reboot the entire cluster at this time, a
    rolling re-boot may be performed.

    ---